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Harms, James Alexander - 020800

Decisions

To view a decision against this individual, click one of the decisions below.

Decision - control of practice

Outcome: Condition

Outcome date: 21 February 2011

Published date: 9 May 2011

Firm details

Firm or organisation at date of publication

Name: Berrymans Lace Mawer LLP

Address(es):
63 Temple Row, Birmingham, West Midlands, B2

Firm ID: 510104

Firm or organisation at time of matters giving rise to outcome

Name: Simpson & Co

Address(es):
Norwich House, 45 Poplar Road, Solihull West Midlands, B91

Firm ID: 381623

Outcome details

This outcome was reached by SRA decision.

Decision details

I DECIDE to grant Mr James Alexander Harms a practising certificate for the practice year 2010/2011 subject to the conditions that:

He is not the sole signatory to any client account and he is not responsible for the firm’s accounting functions.

Reasons/basis

I have noted that Mr Harms entered into an IVA on 21 December 2006 which was to last for five years. On the basis that the IVA remains in place I consider that it is necessary and proportionate to protect the public interest to continue to impose the above conditions.

In reaching this decision I have had regard for Regulation 6 (a) of the SRA Practising Regulations 2009.

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Decision - control of practice

Outcome: PC/registration free of conditions

Outcome date: 3 February 2012

Published date: 9 February 2012

Firm details

Firm or organisation at time of matters giving rise to outcome

Name: Berrymans Lace Mawer LLP

Address(es):
63 Temple Row, Birmingham B2 5LS

Firm ID: 510104

Outcome details

This outcome was reached by SRA decision.

Decision details

The Authorised Officer DECIDED to grant Mr Harms a practising certificate for the practice year 2011/2012 free from conditions. 

Reasons/basis

 Mr Harms was subject to Regulation 3.1(g) and (k)(ii) of the SRA Practising Regulations 2011.

The Authorised Officer was satisfied that it would not be necessary, reasonable or proportionate in the interests of protection of the public to impose any practising certificate condition. The Authorised Officer also satisfied that none of the purposes specified in Regulation 7 of the SRA Practising Regulations 2011 made it necessary in the interests of the public to impose any practising certificate condition. Accordingly, the Authorised Officer authorised the issue of an unconditional practising certificate.

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