Dunning, Rosalind Diana Kathleen—120204

Decisions

To view a decision against this individual, click one of the decisions below.

Control of practice—11 October 2017

Prosecution—20 April 2017


Decision - control of practice

Outcome: Condition

Outcome date: 11 October 2017

Published date: 12 October 2017

Firm details

Firm or organisation at date of publication

Name: Ewings & Co

Address(es):

148 High Street, London, SE20 7EU

Firm ID: 49476

Firm or organisation at time of matters giving rise to outcome

Name: Dunning & Co

Address(es):

64/70 Denmark Hill, London, SE5 8RZ

Firm ID: 329568

Outcome details

This outcome was reached by SRA decision.

Decision details

Rosalind Dunning is subject to Regulation 3 of the SRA Practising Regulations 2011.

Miss Dunning's practising certificate for 2017-2018 is subject to the following conditions which are necessary, reasonable and proportionate in the public interest:

  1. Miss Dunning is not a manager or owner of an authorised body.
  2. Miss Dunning may not act as a compliance officer for legal practice (COLP) or compliance officer for finance and administration (COFA) for any authorised body.

In these conditions the definitions are as defined in the SRA Handbook Glossary 2012.

Reasons/basis

The above conditions are necessary in the public interest and reasonable and proportionate having regard to the purposes set out in Regulation 7 of the SRA Practising Regulations 2011 and the regulatory objectives and principles governing regulatory activities as contained in section 28 of the Legal Services Act 2007.

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Decision - prosecution

Outcome: Solicitors Disciplinary Tribunal order

Outcome date: 20 April 2017

Published date: 8 May 2017

Firm details

Firm or organisation at time of matters giving rise to outcome

Name: Dunning & Co

Address(es):

64/70 Denmark Hill, London, SE5 8RZ

Firm ID: 329568

Outcome details

Reasons/basis

Outcome of SDT Hearing

This notification relates to a Decision to prosecute before the Solicitors Disciplinary Tribunal. This is an independent Tribunal which reaches its own decision after considering all the evidence, including any evidence put forward by the Respondent.

The Tribunal had certified that there was a case to answer.

The matter was heard on 20 April 2017.

Ms Dunning was fined £5,000.

The SDT judgment will be available at www.solicitorstribunal.org.uk

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