Decision -
control of practice
Outcome:
Condition
Outcome date:
3 August 2016
Published date:
13 September 2016
Firm details
Firm or organisation at time of matters giving rise to outcome
Name:
Lupton Fawcett LLP
Address(es):
Yorkshire House, East Parade, Leeds, LS1 5BD
Firm ID:
438945
Outcome details
This outcome was reached by SRA decision.
Decision details
An Adjudicator decided to grant Stephen Charles Pickard a practising certificate for the practice year 2015/2016 subject to the following conditions:
- In the event that Stephen Charles Pickard wishes to become a manager or owner of an authorised body, he is required to make an application to the Solicitors Regulation Authority for advance approval of the roles.
- Stephen Charles Pickard is not permitted to undertake any work relating to investment schemes.
- Stephen Charles Pickard shall immediately inform any actual or prospective employer of these conditions and the reasons for their imposition.
Reasons/basis
The above conditions are considered to be necessary in the public interest and reasonable and proportionate having regard to the purposes set out in Regulation 7 of the SRA Practising Regulations 2011 and the regulatory objectives and principles governing regulatory activities as contained in section 28 of the Legal Services Act 2007.