Bass, Simon Brodie
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the decision below.
Outcome: Referral to Solicitors Disciplinary Tribunal
Outcome date: 13
Published date: 2
Firm or organisation at date of publication and
at time of matters giving rise to outcome
Milners, 85-89 Great George Street, Leeds, West Yorkshire, LS1 3BR
Firm ID: 52317
This outcome was reached
by SRA decision.
This notification relates to a Decision to prosecute before the Solicitors Disciplinary Tribunal. This is an independent Tribunal which will reach its own decision after considering all the evidence, including any evidence put forward by the Solicitor. The Tribunal has certified that there is a case to answer in respect of allegations which are or include that he :-
1. Failed to ensure compliance with Rule 6 of the Solicitors Accounts Rules.
2. Transferred money from client account contrary to Rule 19 and/or Rule 22 of the Solicitors Accounts Rules.
3. Withdrew money from client account contrary to Rule 22 of the Solicitors Accounts Rules.
4. Failed to exercise adequate or appropriate supervision, contrary to Rule 5 of the Solicitors Code of Conduct 2007.
The allegations are subject to a Hearing before the Solicitors Disciplinary Tribunal and are as yet unproven.
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