Klein , Daniel—202944

Decisions

To view a decision against this individual, click one of the decisions below.

Decision - control of practice

Outcome: Condition

Outcome date: 11 April 2014

Published date: 16 April 2014

Firm details

No detail provided

Outcome details

This outcome was reached by SRA decision.

Decision details

Mr Daniel Klein is subject to Regulation 3 of the SRA Practising Regulations 2011. His practising certificate for 2013/2014 is subject to the following conditions which are necessary, reasonable and proportionate in the public interest:

1. Mr Klein may act as a solicitor only in employment;

2. he is not a recognised sole practitioner, sole director, manager or owner of a recognised, licensed or Legal Services body.

3. Mr Klein is not a sole signatory to any client or office account and does not have the sole power to authorise electronic payments or transfers from any client or office account, save for dealing with any matters relating to the wind down of his former firm DK Solicitors.

4. In this condition "manager" and "owner" are as defined in the SRA Handbook Glossary 2012.

5. Mr Klein shall immediately inform any actual or prospective employer of these conditions and the reasons for their imposition.  

Reasons/basis

These conditions are imposed having regard to the purposes set out in Regulation 7 of the SRA Practising Regulations 2011 and to the regulatory objectives contained in the Legal Services Act 2007 and the principles governing regulatory activities in section 28 of that Act.  

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Decision - control of practice

Outcome: Condition

Outcome date: 30 January 2015

Published date: 3 February 2015

Firm details

Firm or organisation at date of publication

Name: Brian Barr Limited

Address(es):
Grosvenor House, Agecroft Road, Manchester, M27 8UW

Firm ID: 537494

Firm or organisation at time of matters giving rise to outcome

Name: Klein & Co Solicitors Ltd and DK Solicitors

Address(es):
City View Business Centre, 99 Long Street, Middleton, Manchester, M24 6UN and 99 Long Street, Middleton, Manchester, M24 6UN

Firm ID: 493342 and 569151

Outcome details

This outcome was reached by SRA decision.

Decision details

Mr Daniel Klein is subject to Regulation 3 of the SRA Practising Regulations 2011.

His practising certificate for 2013/2014 is subject to the following conditions which are necessary, reasonable and proportionate in the public interest:

  • 1. Mr Klein may act as a solicitor only in employment;
  • 2. He is not a recognised sole practitioner, sole director, manager or owner of a recognised, licensed or Legal Services body.
  • 3. Mr Klein is not a sole signatory to any client or office account and does not have the sole power to authorise electronic payments or transfers from any client or office account, save for dealing with any matters relating to the wind down of his former firm DK Solicitors.
  • 4. In this condition "manager" and "owner" are as defined in the SRA Handbook Glossary 2012.
  • 5. Mr Klein shall immediately inform any actual or prospective employer of these conditions and the reasons for their imposition.  

Reasons/basis

These conditions are imposed having regard to the purposes set out in Regulation 7 of the SRA Practising Regulations 2011 and to the regulatory objectives contained in the Legal Services Act 2007 and the principles governing regulatory activities in section 28 of that Act. 

Help and more information

Decision - control of practice

Outcome: Condition

Outcome date: 17 May 2016

Published date: 29 September 2016

Firm details

Firm or organisation at date of publication

Name: Setfords Law Limited

Address(es):
Jenner House, 1a Jenner Road, Guildford, Surrey, GU1 3PH

Firm ID: 622970

Firm or organisation at time of matters giving rise to outcome

Name: Klein & Co Solicitors Ltd and DK Solicitors

Address(es):
City View Business Centre, 99 Long Street, Middleton, Manchester, M24 6UN and 99 Long Street, Middleton, Manchester, M24 6UN

Firm ID: 493342 and 569151

Outcome details

This outcome was reached by SRA decision.

Decision details

Daniel Klein is subject to Regulation 3 of the SRA Practising Regulations 2011.

Mr Klein's practising certificate for 2015/2016 is subject to the following conditions which are necessary, reasonable and proportionate in the public interest:

  1. Mr Klein not a is not a recognised sole practitioner, sole director, manager or owner of a recognised, licensed or legal services body.
  2. In this condition manager and owner are as defined in the SRA Handbook Glossary 2012.
  3. Mr Klein is not a sole signatory to any client or office account and does not have the sole power to authorise electronic payments or transfers from any client or office account.
  4. Mr Klein may act as a solicitor only in employment.
  5. Mr Klein shall immediately inform any actual or prospective employer of these conditions and the reasons for their imposition.

In these conditions the definitions are as defined in the SRA Handbook Glossary 2012.

Reasons/basis

The above conditions are considered to be necessary in the public interest and reasonable and proportionate having regard to the purposes set out in Regulation 7 of the SRA Practising Regulations 2011 and the regulatory objectives and principles governing regulatory activities as contained in section 28 of the Legal Services Act 2007.

Help and more information