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Klein , Daniel - 202944

Decisions

To view a decision against this individual, click one of the decisions below.

Decision - control of practice

Outcome: Condition

Outcome date: 7 June 2012

Published date: 2 August 2012

Firm details

Firm or organisation at date of publication

Name: DK Solicitors

Address(es):
14D Rico House, George Street, Prestwich, Manchester M25 9WS

Firm ID: 569151

Firm or organisation at time of matters giving rise to outcome

Name: Klein & Co Solicitors Limited

Address(es):
City View Business Centre, 99 Long Street, Middleton, Manchester M24 6UN

Firm ID: 493342

Outcome details

This outcome was reached by SRA decision.

Decision details

An Authorised Officer DECIDED to grant initial authorisation as a Recognised Sole Practitioner to Mr Daniel Klein under the style of DK Solicitors subject to the following condition being imposed on his practising certificate for the practice year 2011/2012:

that he delivers half yearly accountant’s reports, such reports and any cease to hold report required, to be delivered within 2 months of the end of the period to which they relate.  

Reasons/basis

Due to the financial issues with Klein & Co Solicitors Limited, Mr Klein has made this application for initial authorisation as a Recognised Sole Practitioner.

The Authorised Officer had consideration to Regulation 7.1(e) of the SRA Practising Regulations 2011 and considered that imposing a condition requiring the delivery of half yearly accountant's report will, in the public interest, facilitate closer monitoring by the SRA of compliance by Mr Klein with rules and regulations.  

Help and more information

Decision - control of practice

Outcome: Condition

Outcome date: 30 April 2013

Published date: 1 May 2013

Reimposition

This decision was reimposed on 30 April 2013, for the PC year 2012/2013. This decision was made on 30 April 2013for the following reasons: The condition is necessary, reasonable and proportionate in the public interest. 

Firm details

Firm or organisation at date of publication

Name: DK Solicitors

Address(es):
14D Rico House, George Street, Prestwich, Manchester M25 9WS

Firm ID: 569151

Firm or organisation at time of matters giving rise to outcome

Name: Klein & Co Solicitors Limited

Address(es):
City View Business Centre, 99 Long Street, Middleton, Manchester M24 6UN

Firm ID: 493342

Outcome details

This outcome was reached by SRA decision.

Decision details

Mr Klein is subject to Regulation 3 of the SRA Practising Regulations 2011.

His practising certificate for 2012/2013 is subject to the following conditions which are necessary, reasonable and proportionate in the public interest:

  • he delivers half yearly accountant's reports, such reports and any ceaseto hold report required, to be delivered within 2 months of the end of the period to which they relate.

These conditions are imposed having regard to the purposes set out in Regulation 7 of the SRA Practising Regulations 2011 and to the regulatory objectives contained in the Legal Services Act 2007 and the principles governing regulatory activities in section 28 of that Act.  

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Decision - control of practice

Outcome: Condition

Outcome date: 11 April 2014

Published date: 16 April 2014

Firm details

No detail provided

Outcome details

This outcome was reached by SRA decision.

Decision details

Mr Daniel Klein is subject to Regulation 3 of the SRA Practising Regulations 2011. His practising certificate for 2013/2014 is subject to the following conditions which are necessary, reasonable and proportionate in the public interest:

1. Mr Klein may act as a solicitor only in employment;

2. he is not a recognised sole practitioner, sole director, manager or owner of a recognised, licensed or Legal Services body.

3. Mr Klein is not a sole signatory to any client or office account and does not have the sole power to authorise electronic payments or transfers from any client or office account, save for dealing with any matters relating to the wind down of his former firm DK Solicitors.

4. In this condition "manager" and "owner" are as defined in the SRA Handbook Glossary 2012.

5. Mr Klein shall immediately inform any actual or prospective employer of these conditions and the reasons for their imposition.  

Reasons/basis

These conditions are imposed having regard to the purposes set out in Regulation 7 of the SRA Practising Regulations 2011 and to the regulatory objectives contained in the Legal Services Act 2007 and the principles governing regulatory activities in section 28 of that Act.  

Help and more information