Recently published decisions

Listed below are our 50 most-recently published regulatory decisions. Many of the decisions we make about the individuals and firms we regulate are published. We aim to ensure decisions we publish are accurate and up to date. However, this website does not offer a complete picture of an individual's or firm's regulatory record. For the most complete, up-to-date information we can offer about an individual's or firm's regulatory record, please .

Several factors determine whether we publish a decision—including when the decision was made, the type of decision it is and, in some cases, whether it is in the public interest to publish it. Our decisions can be challenged by appeals or judicial review. Normally, we publish a decision only after the expiry of an appeal period. Please read our guidance on publishing regulatory and disciplinary decisions.

We began publishing some of our decisions in January 2008, and have since developed our policy and our website. We continue to develop our website to improve the way in which you can search for decisions. You can also subscribe to our RSS feed which displays the 20 most-recently published decisions.

Please read our Publication policy—see Viewing decisions and Types of decision we may publish.

NameDecisionDate of publication
  David CrooksRegulatory settlement agreement5 December 2016
  Michael HealeyCondition5 December 2016
  Anthony Augustine SwiftCondition2 December 2016
  Simon David JosephCondition2 December 2016
  David Pius Jude FeenanIntervention2 December 2016
  AJ Law LimitedIntervention2 December 2016
  Arif Mehmood ElahiCondition2 December 2016
  Robin ShawPC/registration free of conditions2 December 2016
  Katherine SimpsonReferral to Solicitors Disciplinary Tribunal1 December 2016
  John Henry Sydney ToddCondition1 December 2016
  Surinder SyanPC/registration free of conditions1 December 2016
  James Kyle PattersonCondition30 November 2016
  Roger Frank SeddonCondition30 November 2016
  Stephen KirwanPC/registration free of conditions29 November 2016
  Cleo GingaPC/registration free of conditions29 November 2016
  Sandra RondeauControl of non-qualified staff (section 43 order)29 November 2016
  Simon Frank RollasonCondition29 November 2016
  Naresh ChopraCondition29 November 2016
  Mahnoor ChoudhuryControl of non-qualified staff (section 43 order)29 November 2016
  Michelle Mary MacLennan HindIntervention28 November 2016
  Damian John SummerscalesIntervention28 November 2016
  John Rothesay MackenzieIntervention28 November 2016
  Sukhjinder Kaur KoonerCondition28 November 2016
  Peter Andrew WalkerCondition28 November 2016
  Jeffrey Allan JacksonIntervention25 November 2016
  Vera Palram AilooCondition25 November 2016
  Kerry Laurence WaittPC/registration free of conditions25 November 2016
  Stuart Anthony KaufmanReferral to Solicitors Disciplinary Tribunal24 November 2016
  James Benjamin Mawbey-ShawRegulatory settlement agreement24 November 2016
  Simon Christopher PassRegulatory settlement agreement24 November 2016
  Victoria Barbara WadsworthReferral to Solicitors Disciplinary Tribunal24 November 2016
  John Connor MackenzieReferral to Solicitors Disciplinary Tribunal24 November 2016
  Syed Tauseef RizviReferral to Solicitors Disciplinary Tribunal24 November 2016
  Karl Nicolas HaycockPC/registration free of conditions23 November 2016
  Robert Allan PlanePC/registration free of conditions23 November 2016
  Kevin LockwoodControl of non-qualified staff (section 43 order)23 November 2016
  Carl ChapmanCondition23 November 2016
  Simon John RoseRebuke23 November 2016
  Kevin BaysPC/registration free of conditions22 November 2016
  GS Law Northwest LtdIntervention22 November 2016
  Kathleen WilsonIntervention22 November 2016
  Mark John SmithIntervention22 November 2016
  Baljinder HayreCondition21 November 2016
  Daniella TarbuckPC/registration free of conditions21 November 2016
  Raja KhanPC/registration free of conditions21 November 2016
  Jessica GrayCondition21 November 2016
  Stephen KayeCondition21 November 2016
  Zakia KhalidCondition21 November 2016
  Marie Van Der ZylPC/registration free of conditions21 November 2016
  Keith TallonIntervention18 November 2016