Lingard, Christopher David—161806
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the decision below.
Outcome date: 1
Published date: 23
Firm or organisation at time of matters giving
rise to outcome
Name: Follett Stock LLP and FSHL Limited
Firm ID: 523917 and 524826
This outcome was reached
by SRA decision.
Mr Martin Pearse, Mr Christopher Lingard and Miss Fiona Higgins were given a written rebuke.
Reasons/basisMr Martin Pearse, Mr Christopher Lingard and Miss Fiona Higgins failed to comply with their obligations under Principle 7 of the SRA Principles and failed to achieve Outcome 10.3 of the SRA Code of Conduct 2011. They failed to comply with their regulatory obligations and deal with the SRA in an open, timely and co-operative manner and failed to notify the SRA of any material changes to relevant information about firms. They delayed in informing the SRA of serious financial difficulty of Follett Stock LLP and FSHL Limited.
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