Lingard, Christopher David—161806

Decisions

To view the decision against this individual, click the decision below.

Decision - sanction

Outcome: Rebuke

Outcome date: 1 September 2014

Published date: 23 September 2014

Firm details

Firm or organisation at time of matters giving rise to outcome

Name: Follett Stock LLP and FSHL Limited

Address(es):

Firm ID: 523917 and 524826

Outcome details

This outcome was reached by SRA decision.

Decision details

Mr Martin Pearse, Mr Christopher Lingard and Miss Fiona Higgins were given a written rebuke.

Reasons/basis

Mr Martin Pearse, Mr Christopher Lingard and Miss Fiona Higgins failed to comply with their obligations under Principle 7 of the SRA Principles and failed to achieve Outcome 10.3 of the SRA Code of Conduct 2011. They failed to comply with their regulatory obligations and deal with the SRA in an open, timely and co-operative manner and failed to notify the SRA of any material changes to relevant information about firms. They delayed in informing the SRA of serious financial difficulty of Follett Stock LLP and FSHL Limited.

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