FAQ

Our COLP/COFA is leaving our firm. When do we nominate another individual(s) to fulfil the role(s)?

To remain compliant you should ensure that your firm has an approved COLP and COFA at all times.

You should therefore seek approval of a new COLP/COFA prior to the individual taking up their role and before your current COLP/COFA leaves your firm. 


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