Our COLP/COFA is leaving the firm. How do we nominate another individual(s) to fulfil the role(s)?

Please follow the guidance outlined at


If you are having difficulties, email our Authorisation Team , using the subject title "Change of Compliance Officer" and provide the following information:

  • the name & SRA number of your firm;
  • the names & SRA number (or mySRA number if have not previously registered with us) of the candidate you wish to nominate;
  • the reason for the change of the COLP/COFA

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