FAQ
Important: The FAQs below were written and published before the introduction of the SRA Handbook on 6 October 2011, and may refer to regulatory material that is no longer in effect. Although they may still be relevant, these FAQs have not yet been reviewed in light of the wide-ranging regulatory changes implemented on 6 October. They will be reviewed and updated (or archived) in due course.
How can the SRA's Ethics Guidance team help me?
The role of the Ethics Guidance team is to provide guidance and assistance to those we regulate on matters of professional conduct, based on information presented to us.
We do not deal with the investigation of complaints–nor can we receive reports of serious misconduct.
While we are happy to offer guidance, we cannot approve products or schemes—or provide precedents.
We cannot provide legal advice that also includes questions on legal professional privilege.
If you have questions about money laundering or identification of clients, please contact the Law Society's Practice Advice Service.