A decision to close a practice
We can, in effect, close a practice. We call this an "intervention". An intervention has the effect of ending the practice.
An intervention is a step taken to protect clients' interests and money. It is a protective measure, and does not necessarily mean we have made any findings against a solicitor. Allegations against solicitors are likely to be considered, after closure of the firm, by the Solicitors Disciplinary Tribunal.
Effects of an intervention
- We take possession of the practice documents, including client papers.
- The legal right of the practice to hold and distribute money is given to us.
When do we intervene?
Legislation gives us a range of reasons for intervention. These are known as "grounds".
We can intervene if
- there are grounds to intervene, and
- an intervention is needed to protect the public.
A solicitor can appeal to the High Court against our decision to close their practice.
Reasons for an intervention
Legislation gives us a range of reasons for closing a practice. These are known as "grounds" for intervention. An example is when we have reason to suspect dishonesty by a solicitor. Other examples are when a solicitor
- has been made bankrupt, and/or
- has been committed to prison, and/or
- has been struck off the roll of solicitors, and/or
- has abandoned his/her practice.
The reason for any particular intervention is confidential. We are unable to discuss it with you.
More information about grounds for intervention
- Solicitors and registered European lawyers (REL)
Schedule 1 of Part 1 of the Solicitors Act 1974
The grounds and powers for intervention into a REL are set out in Schedule 1, but are applied by paragraph 9 of Schedule 4 of the European Communities (Lawyers Practice) Regulations 2000 - Multinational practices
Paragraph 5 of Schedule 14 of the Courts and Legal Services Act 1990 - Incorporated practices
Paragraph 32 of Schedule 2 of the Administration of Justice Act 1985