Compliance Officer Conference 2017

The key to compliance

Welcome

 
Speaker: Enid Rowlands, SRA Chair

Keynote address: Looking ahead - the next three years

 
Paul Philip, SRA Chief Executive

Download address slides as PowerPoint file (PPT 8 pages, 1.8M)

Download address slides as PDF (PDF 8 pages, 487K)


Panel discussion: The next steps for the Solicitors Qualifying Examination

Speakers: Crispin Passmore, SRA Executive Director, Policy
Ryan Murphy, Dean, Aston Law School
Paul Clayton, HR Director, Capital Law
Cordella Bart-Stewart, Solicitor and Director, Black Solicitors Network
 

Panel discussion slides as PowerPoint file (PPT 15 pages, 627KB)

Panel discussion slides as PDF (PDF 15 pages, 239KB)


Panel discussion: Keeping you and your firm safe

Speakers: Crispin Passmore, SRA Executive Director, Policy
Donald Toon, Director of Prosperity (Economic crime and cybercrime), National Crime Agency
Rena Lalgie, Head of Office of Financial Sanctions Implementation, HM Treasury

Your questions on financial sanctions (PDF 1 pages, 311KB)

Financial sanctions in the UK (PDF 2 pages, 538KB)

Workshop sessions

General Data Protection Regultions: getting your firm ready

Clive Coleman, Chair, Juliet Oliver, SRA General Council, Karen Round, Senior Policy Officer, Information Commissioner's Office

 

Presentation slides

We hope you find the workshop presentation slides useful. (Please note that there is no audio track.)

Powerpoint GDPR workshop 1 slides

Download workshop session 1 slides as PowerPoint file (PPT 15 pages, 8.7MB)

Download workshop session 1 slides as PDF (PDF 15 pages, 1.1MB)

Cybercrime: managing the risk

Rebert Loughlin, SRA Executive Director, Operations and Quality, Debra Malpass, SRA Head of Research and Analysis, Michelle Rosen, Partner and Compliance Officer for Legal Practice, Brightstone Law, Sian John, Chief Security Advisor, Microsoft

 

Presentation slides

We hope you find the workshop presentation slides useful. (Please note that there is no audio track.)

Powerpoint Cybercrime: managing the risk slides

Download workshop session 2 slides as PowerPoint file (PPT 13 pages, 536KB)

Download workshop session 2 slides as PDF (PDF 11 pages, 347KB)

Better information: opportunities and choices

Jane Malcolm, SRA Executive Director, External Affairs, Paul Kellaway, Assistant Director Competition and Markets Authority, Richard Williams, Policy Associate, SRA, Kathryn Stone OBE Chief Ombudsman, Legal Ombudsman

Presentation slides

We hope you find the workshop presentation slides useful. (Please note that there is no audio track.)

PowerPoint Legal services market study slides

Download workshop session 3 Legal services market study slides as PowerPoint file (PPT 8 pages, 777KB)

Download workshop session 3 slides as PDF (PDF 8 pages, 473K)

Powerpoint Using regulatory data: better information for better business slides

Download workshop session 3 Using regulatory data: better information for better business slides as PowerPoint file (PPT 8 pages, 371)

Download workshop session 3 slides as PDF (PDF 8 pages, 277K)

Looking to the future: next steps in developing our regulation

Crispin Passmore, SRA Executive Director, Policy, Chris Handford, SRA Director of Regulatory Policy, Carol Westrop, SRA Head of Legal Policy

Presentation slides

We hope you find the workshop presentation slides useful. (Please note that there is no audio track.)

Powerpoint Looking to the future: next steps in developing our regulation

Download workshop session 4 slides as PowerPoint file (PPT 16 pages, 1.2MB)

Download workshop session 4 slides as PDF (PDF 16 pages, 426KB)

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