Register of licensed bodies (ABS)

LCM Wealth Management Limited

Licence

Licence number 632543

Granted on 26 October 2016

Effective from 26 October 2016

Registration details

LCM Wealth Management Limited
Rutherford House
Warrington Road
Birchwood,Warrington,Cheshire
WA3 6ZH
Company no.04709097

Quoted company

LCM Wealth Management Limited is not a quoted company or a subsidiary of, or part owned by, a quoted company.

Practising address

Rutherford House
Warrington Road
Birchwood,Warrington,Cheshire
WA3 6ZH

Personnel

Head of Legal Practice
Ian Matthew Smith
(authorised by the Solicitors Regulation Authority)
Head of Finance and Administration
James Raymond Litchfield

Reserved activities

The firm is licensed to undertake the following reserved legal activities:

  • Rights of audience
  • Conduct of litigation
  • Reserved instrument activities
  • Probate activities
  • Administration of oaths

Terms and conditions of the licence

The general conditions which apply to licensed bodies contained in Rule 8 of the SRA Authorisation Rules for Legal Services Bodies and Licensable Bodies as applicable.

Any obligation which may from time to time be imposed on the firm or a manager, employee, or non-authorised interest-holder in the firm by or under the SRA's licensing rules or by or under the LSA, or any other enactment.

The firm may carry on exempt regulated activities under Part XX of the Financial Services and Markets Act 2000 provided that such activities arise out of or are complementary to the firm’s reserved legal activities or other legal activities.

  1. The Licensed Body shall comply with:
    1.  

    2. The general conditions which apply to licensed bodies contained in Rule 8 of the SRA Authorisation Rules 2011 as applicable.
    3.  

       

    4. Any obligation which may from time to time be imposed on the Licensed Body or a manager, employee, or non-authorised interest-holder in the Licensed Body by or under the SRA's licensing rules or by or under the Legal Services Act 2007, or any other enactment.
    5.  

     

  2. The following additional conditions are imposed on the Licensed Body:
  3.  

       

    1. LCM Wealth Management Limited will inform the SRA as soon as reasonably practicable in the event of it or any part of its business:
    2.  

         

      • ceasing to be regulated by the Financial Conduct Authority; and/or
      •  

         

      • becoming the subject of any regulatory proceedings or sanctions by the Financial Conduct Authority or any other regulator.
      •