Make changes to your Anti Money Laundering authorisation

You need to apply to make changes to your Anti Money Laundering (AML) authorisation.

Information you will need

Firm

You must confirm the services your firm undertakes that are subject to money laundering regulations.

Individuals

You will need to nominate the following role holders:

  • money laundering compliance officer (MLCO)
  • money laundering reporting officer (MLRO)

If your firm has any individuals that under the MLRs are considered a manager, beneficial owner or officer of the firm, they need to apply for approval to us under regulation 26. These officers will be identified in mySRA after they have been approved by the role title “Anti Money Laundering Officer”.

Help with your application

Contact us if you have any queries before you submit your application

You need to complete the make changes to your AML Form (FA10b).

Application form

Make changes to your AML Form

The application form is an editable PDF document. You need the latest version of the PDF viewer to download this document. You need to fill it in electronically. You should save the form before you start completing it.

For help downloading or using the form, see "How to use the form" in our Firm authorisation guidance.”

Anti money laundering form (FA10b)(9 pages, 425KB)

Form

Send your application to our Authorisation team.

Fee

There is no fee for this application.

What you can expect from us

We will acknowledge your application within one working day. We will let you know if your application is incomplete or ineligible.

Timescales

We aim to make decisions within 30 days

While you should now have submitted the form, you might still find these questions and answers useful.

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After submitting your form

Process guidance

Guidance on the regulations

DBS checks

Enforcement


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