Control functions: Compliance officers for legal practice and financial administration
In this webinar, recorded on 7 July 2011, we examine the roles of COLP (compliance officer for legal practice) and COFA (compliance officer for financial administration), alongside internal audit, where appropriate. We also discuss consider firms' governance arrangements, the strength of the relationship with the SRA, and how this benefits both the regulated community as a whole and the public interest.
Download this video (MP4, 57m 200MB) and the webinar presentation slides (PDF 18 pages, 143K)
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