Version 7 of the Handbook was published on 1 April 2013. For more information, please click "History" above.
These rules apply only to firms which are not regulated by the FCA.
Where a firm is a licensed body, these rules apply only in respect of:
any reserved legal activity;
any other legal activity;
any other activity in respect of which the licensed body is regulated pursuant to Part 5 of the LSA.
Any firm which undertakes regulated activities and cannot comply with the Part XX exemption must be authorised by the FCA and comply with the FCA's requirements.