SRA Handbook

Application information and notification of any change following application

Version 21 of the Handbook was published on 6 December 2018. For more information, please click "History" above.

Rule 3: Application information and notification of any change following application

3.1

The applicant must:

(a)

ensure that all information given in an application under these rules is correct and complete;

(b)

notify the SRA as soon as it becomes aware that any information provided in its application under these rules has changed.

Guidance notes

(i)

During the application process an applicant must notify the SRA of any changes to details or information provided as part of the application including notifying new information that the applicant would have been required to supply if it had been known at the time of the application. It is an offence under the LSA (see Schedule 13 paragraphs 10-12) not to inform the SRA if there is any change to:

(a)

the list of non-authorised persons who hold or are expected to hold a material interest in the applicant, and

(b)

the extent or nature of those interests held or to be held.

(ii)

Authorised bodies are subject to similar notification requirements under Rule 8.7.

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