SRA Handbook


Version 19 of the Handbook was published on 1 October 2017. For more information, please click "History" above.

Rule 2: Scope


These rules govern the procedure for the SRA to:


give a regulated person a written rebuke;


direct a regulated person to pay a penalty;


publish details of a written rebuke or a direction to pay a penalty;


disqualify a person from acting as a HOLP or HOFA, or being a manager or employee; and


make an application to the Tribunal.


These rules shall not prevent, prohibit or restrict the exercise of any other powers or other action by the SRA.

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