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Solicitors
SRA Handbook
Welcome
Introduction
Principles
Code of Conduct
Accounts Rules
Authorisation and Practising Requirements
Client Protection
Discipline and Costs Recovery
Specialist Services
Glossary
Investigation and enforcement
If we are investigating you
Reasons for investigation
Good practice in investigations
Criteria to determine the focus of an investigation
Use of investigatory powers
Criminal prosecution
Reporting and how to report
Providing information and intelligence to the SRA
Cooperating with an investigation
Whistleblowing to the SRA
No engagement at present
Intervention and the SDT
Intervention into a practice
Solicitors Disciplinary Tribunal
Code for referral to the SDT
PC conditions, suspension, removal from the roll
PC conditions
Suspension, removal from the roll
Recognised sole practitioners
COLPs and COFAs
What is a COLP and COFA?
Responsibilities of COLPs and COFAs
Nominating COLPs and COFAs
Case studies
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More help
FAQs
Ethics Q&A
Firm-based authorisation
Our approach to authorisation
Authorisation process overview
Preparing your application
Where to get help
Feedback and complaints
Forms and guidance
New licensed body (ABS)
Who needs to be authorised
Material interest: notification and authorisation
Preparing to apply for authorisation as an ABS
About the authorisation process
Application Pack Request pre-completion notes
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Definitions and help
Begin application
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Register of licensed bodies (ABS)
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Previous indemnity rules
Guidance
Question of ethics
Fraud and dishonesty
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Warning notices
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Code of Conduct 2007
Accounts Rules 1998
Compensation Fund Rules
Cost of Investigations
Disciplinary Procedure Rules
Financial Services (Business) Rules
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Transfer Regulations
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Keeping of the Roll Regulations
HRA Regulations
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Outcomes-focused regulation
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OFR at a glance
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English language requirement
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Qualified Lawyers Transfer Test
QLTT experience requirement
Q&A
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What to expect
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Report a solicitor
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A solicitor owes you money
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Recognising fraud and dishonesty
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Archive
Disclosure - our approach
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Equality Framework
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Policy
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Work programme
Referral fees
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Guidance
Compensation Arrangements Review
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Make a complaint
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Keeping of the roll
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Fee calculator
Turnover definition
mySRA updates
Home
Solicitors
SRA Handbook
Welcome
Introduction
Principles
Code of Conduct
Accounts Rules
Authorisation and Practising Requirements
Client Protection
Discipline and Costs Recovery
Specialist Services
Glossary
Investigation and enforcement
If we are investigating you
Reporting and how to report
Intervention and the SDT
PC conditions, suspension, removal from the roll
Recognised sole practitioners
COLPs and COFAs
What is a COLP and COFA?
Responsibilities of COLPs and COFAs
Nominating COLPs and COFAs
Case studies
Resources
Events and webinars
More help
Firm-based authorisation
Our approach to authorisation
Authorisation process overview
Preparing your application
Where to get help
Feedback and complaints
Forms and guidance
Register of licensed bodies (ABS)
Resources
FAQs
Professional indemnity
Guidance
Archive
RELs and RFLs
Financial Services rules
CPD and accreditation
Continuing professional development
Accreditation
QASA: Quality Assurance Scheme for Advocates (crime)
Outcomes-focused regulation
Supervision
Risk and OFR
OFR at a glance
Delivering OFR
Videos about OFR
Qualified Lawyers Transfer
How to apply
FAQs
Key features
Qualified Lawyers Transfer Test
Smarter regulation, better outcomes
Contact us
Find us
Site map
Cookies and privacy
Consumers
Who we are
How we regulate
Finding and using a solicitor
Find a solicitor
What to expect
Get the best from your solicitor
Costs and legal aid
Legal jargon explained
Check a solicitor's record
Help with searching
About our publication policy
Controls
Closures
Agreements
Approval denied
Employee decision
Sanctions
Prosecutions
Recent decisions
Problems with a solicitor
Report a solicitor
A solicitor has closed down
A solicitor owes you money
Recognising fraud and dishonesty
Law firms with financial problems
Frequently asked questions
News and alerts
Smarter regulation, better outcomes
Contact us
Find us
Site map
Cookies and privacy
Students
Training provider search
Academic stage
Qualifying law degrees
Joint Academic Stage Board
Conversion courses
Institutions and courses
Certificates of academic standing
Student enrolment
Apply online
Character and suitability
FAQs
Download forms
Legal Practice Course
LPC providers
Accreditation of prior learning
Training contract
Professional Skills Course providers
Guidance and forms
Training contract applications
Work-based learning pilot
Questions and answers
Smarter regulation, better outcomes
Contact us
Find us
Site map
Cookies and privacy
About us
How we work
What we do
Our board and committees
Our management
Our charter
Decision making
Disclosure - our approach
Reports
Corporate social responsibility
Records management
Litigation panel tender
Equality and diversity
Equality Framework
Equality impact assessments
Reports
Diversity monitoring
Diversity data collection
Reasonable adjustment policy
Gender reassignment policy
Forum on disability
Newsletter
News and events
SRA Update
Press office
Events
Strategy
Sub-strategies
Risk framework
Independent regulation
Policy
Our approach
Work programme
Consultation and discussion
Closed consultations
Subscribe to alerts
Our approach to consultation
Our consultation responses
Discussion papers
Complaints about our service
Complaints charter
Complaints policy
Make a complaint
Unreasonable behaviour
Jobs
Benefits
Equality and diversity
Smarter regulation, better outcomes
Contact us
Find us
Site map
Cookies and privacy
mySRA
Forms and applications
Help and guidance
Getting started
Account activation
User guides
FAQs
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Fee policy 2012/13
Turnover definition
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SRA Handbook
Welcome
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Introduction
Principles
Code of Conduct
Accounts Rules
Authorisation and Practising Requirements
Client Protection
Discipline and Costs Recovery
Specialist Services
Glossary
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