Version 1 of the Handbook was published on 16 September 2011, and was superseded by Version 2 on 23 December 2011. For more information, click "History" above.
These rules govern the procedure for the SRA to:
give a regulated person a written rebuke;
direct a regulated person to pay a penalty;
publish details of a written rebuke or a direction to pay a penalty;
disqualify a person from acting as a HOLP or HOFA, or being a manager or employee of a licensed body; and
make an application to the Tribunal.
These rules shall not prevent, prohibit or restrict the exercise of any other powers or other action by the SRA.