• SRA Handbook

SRA Financial Services (Conduct of Business) Rules 2001 - Rules - Retention of records
Version 1 (Superseded)

Version 1 of the Handbook was published on 16 September 2011, and was superseded by Version 2 on 23 December 2011. For more information, click "History" above.

Rule 10: Retention of records

10.1

Each record made under these rules shall be kept for at least six years.

Note

(i)

The six years shall run from the date on which the relevant record has been made.