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Solicitors
SRA Handbook
Welcome
Introduction
Principles
Code of Conduct
Accounts Rules
Authorisation and Practising Requirements
Client Protection
Discipline and Costs Recovery
Specialist Services
Glossary
Investigation and enforcement
If we are investigating you
Reasons for investigation
Good practice in investigations
Criteria to determine the focus of an investigation
Use of investigatory powers
Criminal prosecution
Reporting and how to report
Providing information and intelligence to the SRA
Cooperating with an investigation
Whistleblowing to the SRA
No engagement at present
Intervention and the SDT
Intervention into a practice
Solicitors Disciplinary Tribunal
Code for referral to the SDT
PC conditions, suspension, removal from the roll
PC conditions
Suspension, removal from the roll
Recognised sole practitioners
COLPs and COFAs
What is a COLP and COFA?
Responsibilities of COLPs and COFAs
Nominating COLPs and COFAs
Case studies
Resources
Compliance News
Events and webinars
More help
FAQs
Ethics Q&A
Firm-based authorisation
Our approach to authorisation
Authorisation process overview
Preparing your application
Where to get help
Feedback and complaints
Forms and guidance
New licensed body (ABS)
Who needs to be authorised
Material interest: notification and authorisation
Preparing to apply for authorisation as an ABS
About the authorisation process
Application Pack Request pre-completion notes
Structure and ownership examples
Definitions and help
Begin application
New partnership
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Non-lawyer manager change
Notice of succession
Register of licensed bodies (ABS)
Resources
FAQs
Referral fees FAQs
Professional indemnity
Indemnity rules
Indemnity insurance rules
Qualifying insurers
Estimated premium income
Minimum terms and conditions
ARP contract
Financial protection
Previous indemnity rules
Guidance
Question of ethics
Fraud and dishonesty
Lottery scams
Get rich quick scams
Inheritance scams
Investment in shares scams
For more information
Share of money scams
Scams – an item held in a secure deposit box
Warning notices
Case studies
Archive
Rules and regulations
About change tracker
Code of Conduct 2007
Accounts Rules 1998
Compensation Fund Rules
Cost of Investigations
Disciplinary Procedure Rules
Financial Services (Business) Rules
Financial Services (Scope) Rules
Indemnity Rules
Indemnity Insurance Rules
Training Regulations
Practising Regulations
Transfer Regulations
Admission Regulations
Keeping of the Roll Regulations
HRA Regulations
Intervention Powers (Statutory Trust) Rules
PC Fee Order Regulations
Guidance
Question of ethics
RELs and RFLs
Financial Services rules
Financial Services (Scope) Rules
Financial Services (Business) Rules
CPD and accreditation
Continuing professional development
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CPD FAQs
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Guidance papers and useful links
Police station representatives
QASA: Quality Assurance Scheme for Advocates (crime)
Notification Q&A
Scheme Q&A
Outcomes-focused regulation
Supervision
Supervision pilot report
Relationship management pilot report
Risk and OFR
Incoming reports assessment
Risk Q&A
OFR at a glance
Delivering OFR
Cost-benefit analysis
Videos about OFR
Qualified Lawyers Transfer
How to apply
Assessment organisation
Recognised jurisdictions
QLTS outcomes
English language requirement
FAQs
Key features
Qualified Lawyers Transfer Test
QLTT experience requirement
Q&A
Consumers
Who we are
How we regulate
Finding and using a solicitor
Find a solicitor
What to expect
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Problems with a solicitor
Report a solicitor
Issues excluded from investigation
Guidance for witnesses
Providing information to the SRA
Whistleblowing to the SRA
A solicitor has closed down
Intervention
Solicitors we have closed down
Effect on employees
Information for trade creditors
A solicitor owes you money
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Wills, estate and trust fund claims
Outstanding professional fee claims
Preparing a cash statement
Recognising fraud and dishonesty
Mortgage fraud and money laundering
Suspected dishonesty
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Bogus solicitors
Scams
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Contact us
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Archive
Disclosure - our approach
Witness evidence
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Discussion papers
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Regulated population statistics
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Assigned risks pool
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Complaints charter
Complaints policy
Make a complaint
Unreasonable behaviour
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SRA Update
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News releases
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Strategy
Sub-strategies
Enforcement strategy
Assigned risks pool
Conveyancing
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Empowering consumers
Risk framework
Risk index
Independent regulation
Policy
Our approach
Work programme
Referral fees
History and effect of the ban
Consultation with stakeholders
Our approach to the ban
Guidance
Compensation Arrangements Review
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mySRA
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Help and guidance
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Account activation
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FAQs
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Keeping of the roll
PC renewal
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Ways to pay
Fee policy 2012/13
Fee calculator
Turnover definition
mySRA updates
Home
Solicitors
SRA Handbook
Welcome
Introduction
Principles
Code of Conduct
Accounts Rules
Authorisation and Practising Requirements
Client Protection
Discipline and Costs Recovery
Specialist Services
Glossary
Investigation and enforcement
If we are investigating you
Reporting and how to report
Intervention and the SDT
PC conditions, suspension, removal from the roll
Recognised sole practitioners
COLPs and COFAs
What is a COLP and COFA?
Responsibilities of COLPs and COFAs
Nominating COLPs and COFAs
Case studies
Resources
Events and webinars
More help
Firm-based authorisation
Our approach to authorisation
Authorisation process overview
Preparing your application
Where to get help
Feedback and complaints
Forms and guidance
Register of licensed bodies (ABS)
Resources
FAQs
Professional indemnity
Guidance
Archive
RELs and RFLs
Financial Services rules
CPD and accreditation
Continuing professional development
Accreditation
QASA: Quality Assurance Scheme for Advocates (crime)
Outcomes-focused regulation
Supervision
Risk and OFR
OFR at a glance
Delivering OFR
Videos about OFR
Qualified Lawyers Transfer
How to apply
FAQs
Key features
Qualified Lawyers Transfer Test
Smarter regulation, better outcomes
Contact us
Find us
Site map
Cookies and privacy
Consumers
Who we are
How we regulate
Finding and using a solicitor
Find a solicitor
What to expect
Get the best from your solicitor
Costs and legal aid
Legal jargon explained
Check a solicitor's record
Help with searching
About our publication policy
Controls
Closures
Agreements
Approval denied
Employee decision
Sanctions
Prosecutions
Recent decisions
Problems with a solicitor
Report a solicitor
A solicitor has closed down
A solicitor owes you money
Recognising fraud and dishonesty
Law firms with financial problems
Frequently asked questions
Scam alerts
Smarter regulation, better outcomes
Contact us
Find us
Site map
Cookies and privacy
Students
Training provider search
Academic stage
Qualifying law degrees
Joint Academic Stage Board
Conversion courses
Institutions and courses
Certificates of academic standing
Student enrolment
Apply online
Character and suitability
FAQs
Download forms
Legal Practice Course
LPC providers
Accreditation of prior learning
Training contract
Professional Skills Course providers
Guidance and forms
Training contract applications
Work-based learning pilot
Questions and answers
Smarter regulation, better outcomes
Contact us
Find us
Site map
Cookies and privacy
About us
Equality and diversity
Equality Framework
Equality impact assessments
Reports
Diversity monitoring
Diversity data collection
Reasonable adjustment policy
Gender reassignment policy
Forum on disability
Newsletter
How we work
What we do
Our board and committees
Our management
Our charter
Decision making
Disclosure - our approach
Corporate social responsibility
Records management
Consultation and discussion
Closed consultations
Subscribe to alerts
Our approach to consultation
Our consultation responses
Discussion papers
Research and reports
Regulated population statistics
Consumer research
Compensation Fund review
Assigned risks pool
Complaints about our service
Complaints charter
Complaints policy
Make a complaint
Unreasonable behaviour
News and events
SRA Update
Press office
Events
Strategy
Sub-strategies
Risk framework
Independent regulation
Policy
Our approach
Work programme
Jobs
Benefits
Equality and diversity
Smarter regulation, better outcomes
Contact us
Find us
Site map
Cookies and privacy
mySRA
Forms and applications
Help and guidance
Getting started
Account activation
User guides
FAQs
Fees
Ways to pay
Fee policy 2012/13
Turnover definition
mySRA updates
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