Control functions: Compliance officers for legal practice and financial administration

In this webinar, recorded on 7 July 2011, we examine the roles of COLP (compliance officer for legal practice) and COFA (compliance officer for financial administration), alongside internal audit, where appropriate. We also discuss consider firms' governance arrangements, the strength of the relationship with the SRA, and how this benefits both the regulated community as a whole and the public interest.

Webinar recording

View this video on YouTube