COLPs and COFAs: Compliance responsibilities in a proactive, efficient regulatory regime

We set out our plans for compliance officers for legal practice (COLPs) and compliance officers for finance and administration (COFAs). We examine the need for a balance between proactive regulation and risk-based regulation, along with the role COLPs and COFAs will play in firms' relationship with the SRA. We also discuss the web-based nominations process, approval criteria, timescales and deadlines. This webinar is intended for firms going through the process of deciding upon appropriate COLPs and COFAs, and for prospective nominees.

Webinar recording

View this video on YouTube