Existing firm applications

Updated 2 June 2017

Notify us of the financial services your firm provides

You need to tell us about the financial services your firm provides. Your firm's details will be added to the Financial Conduct Authority (FCA) Exempt Professional Firms Register.

Check whether your firm can rely on the SRA's regulations.

Information you will need

Firm

You must confirm the financial activities your firm undertakes.

Individuals

If you carry on Insurance Mediation activities you need to tell us who your Insurance Mediation Officer is.

Help with your notification

Contact us if you have any queries before you submit your notification.

How to tell us

You need to complete the Financial Services Notification Form (FA8). 

Notification form

The notification form is an editable PDF document. You need to fill it in electronically. You should save the form before you start completing it.

For help downloading or using the form, see "How to use the form" in our Firm authorisation guidance.

Form

Send your notification to the email address on the form.

Fee

There is no fee for this notification.

What you can expect from us

We will acknowledge your notification within one working day. We will let you know if your notification is incomplete or ineligible.

Timescales

We aim to process notifications within 30 days.

Use www.sra.org.uk/fa8 to link to this page.