Information you will need
A regulated person or firm applying for a waiver must show that the circumstances of the application are exceptional so that they do not have to submit an accountant's report.
It is for you to demonstrate that there are exceptional circumstances. The factors that we might take into account are in our waiver policy.
You may need to provide evidence to support your application, such as client account statements.
Help with your notification
Contact us if you have any queries before you submit your notification.