25 November 2019
To assist COLPs and COFAs in understanding their duties and responsibilities.
25 November 2019
To help you understand the steps you need to take to complete the vocational part of training to become a solicitor.
25 November 2019
These case studies examine some of the remedies available to those who wish to complain about solicitors working outside SRA – regulated firms.
25 November 2019
To be read in conjunction with our guidance on Reporting and notification obligations.
25 November 2019
To explain when you are likely to be found to have breached your obligation under Principle 2 to act in a way that upholds public trust and confidence.
25 November 2019
To explain how existing LDPs with non-lawyer managers can remain as recognised bodies or elect to become licensed bodies.
25 November 2019
To explain how you can apply to us for our written permission to employ someone who has a control order or been suspended from practice.
25 November 2019
To explain your duties to report matters to us under the SRA Overseas and Cross Border Practice Rules.
25 November 2019
This case study should be read in conjunction with the guidance on reporting duties under the SRA overseas rules.
25 November 2019
To help you understand your reporting and notification obligations to us.
25 November 2019
To outline certain key considerations for putting matters right when you identify that things have gone wrong through the fault of you or your firm.
25 November 2019
These case studies should be read in conjunction with the guidance on granting waivers.
25 November 2019
To help you understand your obligations in respect of identifying your client.
25 November 2019
Understand the types of joint accounts that you can operate and the records which you will need to keep in order to comply with the SRA Accounts Rules.
25 November 2019
Understand your obligations under the SRA Accounts Rules to keep accurate accounting records relating to the receipt and handling of client money.
25 November 2019
To help you understand the circumstances in which you must have a practising certificate.
25 November 2019
This checklist will help you determine if your business requires authorisation.
25 November 2019
To help you understand key changes introduced by the Insurance Distribution Directive (IDD).
25 November 2019
This warning notice sets out our concerns about is those we regulate acting in claims for mis-sold payment protection insurance (PPI).
25 November 2019
This Warning Notice reminds you of the warning signs of suspicious transactions.
