SRA Handbook

Application

Version 21 of the Handbook was published on 06/12/2018. For more information, please click 'History' Above

Rule 2: Application

2.1

Where a firm is a licensed body, these rules apply only in respect of:

(a)

any reserved legal activity;

(b)

any non-reserved legal activity except, in relation to an MDP, any such activity that is excluded on the terms of the licence;

(c)

any other activity in respect of which the licensed body is regulated pursuant to Part 5 of the LSA.

2.2

Apart from rule 3 (status disclosure), these rules apply to:

(a)

firms which are not regulated by the FCA; and

(b)

firms which are regulated by the FCA but these rules only apply to such firms in respect of their non-mainstream regulated activities.