The SRA Handbook is no longer in effect. It was replaced by the SRA Standards and Regulations on 25 November 2019.

SRA Handbook

Rule 9A: Credit-related regulated activities

Version 21 of the Handbook was published on 06/12/2018. For more information, please click 'History' Above

Rule 9A: Credit-related regulated activities

9A.1

Where a firm undertakes credit-related regulated activities, it must comply with appendix 2 to these rules.