The SRA Handbook is no longer in effect. It was replaced by the SRA Standards and Regulations on 25 November 2019.

SRA Handbook

Back to version 21

Version 16 of the Handbook was published on 01/04/2016. For more information, please click 'History' Above

Rule 9: Insurance mediation activities

9.1

Where a firm undertakes insurance mediation activities for a client, it must comply with appendix 1 to these rules.

Rule 9A: Credit-related regulated activities

9A.1  Where a firm undertakes credit-related regulated activities, it must comply with appendix 2 to these rules.