Compliance News e-newsletter

Compliance News is our e-newsletter for compliance officers. COLPs and COFAs are emailed the newsletter automatically.

If you are not a compliance officer but wish to receive it, please email us to inform us that you wish to be added to our mailing list.

To help ensure you receive Compliance News, please add the following email address to your list of contacts or safe senders: compliancenews@sra.org.uk.

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Issues

Featuring: Standards and Regulations – effective 25 November, Solicitors Register – make sure your details are right, Clickable logo - update, Conference resources, Latest Risk Outlook published, AML checks show risk assessments lack quality, Suspicious Activity Reports – NCA updates its codes , Have you been unable to renew your professional indemnity insurance?, Solicitors Indemnity Fund – cover after run-off

Featuring: Watch our Compliance Conference online!, Last days for renewal, Standards and Regulations – four weeks to go, Have you been unable to renew your professional indemnity insurance?, Solicitors Indemnity Fund – cover after run-off, Brexit and keeping information safe, Corporate Strategy, help shape our work, Play your part in helping others

Featuring: Standards and Regulations support materials, It’s renewal time!, Book your free place at our Compliance Conference, Make sure your firm is prepared for Brexit, Flagging up money laundering concerns, Consultation on advocacy opens, SRA on stage at London Law Expo, Testing the SQE

Featuring: Checks on Transparency Rules finds more to do, Compensation Fund contributions down, and PC fees suggested to stay the same, AML firm review finds serious concerns, Save the date as we head back to the ICC for one of the largest events in the legal calendar, Report your firm’s diversity data now, Change to Ethics Helpline opening hours, Ombudsman publishes guidance on costs

Featuring: Money-laundering checks, Standards and Regulations launch, Non-disclosure agreements and workplace sexual harassment, Save the date for the 2019 Compliance Officer Conference, Change to Ethics Helpline opening hours, Legal Ombudsman training – Remedies and learning from complaints, Visit us at Legalex this week

Featuring: Compliance News – have your say!, Our new Enforcement Strategy, and when you should report, Enforcement in Practice – topic guides on key issues, Price and services transparency - are you up to date?, Save the date as we head back to the ICC for one of the largest events in the legal calendar, Debt recovery work scam warning, Making sure you are tackling money laundering - complying with the money-laundering regulations, Change to Ethics Helpline opening hours, Events – LegalEx

Featuring: Price transparency, Conference 2018 – secure your place!, Financial services, OPBAS review, No-deal Brexit, SQE launch and cost, Continuing competence survey, Events – LegalEx

Featuring: Conference 2018 – secure your place!, Practising certificates, Due diligence, Frozen assets review, Ethics Guidance helpline, Holiday sickness warning notice, PPI cap, Client account warning notice, Risk Outlook, Complaints guidance, Reporting concerns, Events – LegalEx, Events - Race to the top

Featuring: Looking to the future – Handbook, Looking to the future – Better information, Compensation Fund and PC fees, Fees calculator, Consumer credit work, Payment protection insurance claims, Making suspicious activity reports, Civil Legal Aid contracts – firm applications, Events - Innovate, Protecting your business – Chester and North Wales

Featuring: Conference 2018 – save the date!, Client financial protection, Risk Outlook, Money laundering and the new regulations, Penalties for tax evasion enablers, PPI work, Warning on NDAs and harassment cases, Conveyancing research, Support for those working with younger clients, Waiver policy makes it easier to be innovative, Events - Innovate