Applicable standards in the SRA Code of Conduct for Solicitors, RELs and RFLs

You are reading current version in effect from 25 November 2019
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You are reading current version in effect from 25 November 2019

Guidance

Law firms carrying on insurance distribution activities

This guidance explains key changes introduced by the Insurance Distribution Directive (IDD).

Risk factors in immigration work

Common risks that solicitors and firms face when they provide immigration services.

Transparency in price and service

This guidance is to help you understand your obligations under our Transparency Rules.

Offering inducements to potential clients or clients

To highlight your professional obligations and issues which need to be considered with the offering of inducements to existing or prospective clients.

Regulated financial services activites

If you are a COLP or a nominated authorised signatory for a firm we regulate, you need to let us know whether or not your firm carries out financial activities for clients as part of your legal work.

Regulated financial services activites

If you are a COLP or a nominated authorised signatory for a firm we regulate, you need to let us know whether or not your firm carries out financial activities for clients as part of your legal work.

Reporting and notification obligations

This guidance provides supporting information in relation to your reporting and notification obligations,

Referral fees LASPO and SRA Principles

This notice is for all practitioners who have referral arrangements for personal injury work.

Identifying your client

This question and answer is for solicitors, RFLs, RELs, SRA authorised firms and their employees.

Q&As on the ban of personal injury referral fees

The Legal Aid, Sentencing and Punishment of Offenders Act 2012 (LASPO) introduced in 2013 a ban on referral fees in personal injury actions.

Glossary terms

separate business

means, where you own, manage or are employed by an authorised body,

a separate business:

  1. which you own;
  2. which you are owned by;
  3. where you actively participate in the provision of its services, including where you have any direct control over the business or any indirect control over the business through another person, or
  4. which you are connected with,

and which is not an authorised body, an authorised non-SRA firm, or an overseas practice