SRA Financial Services (Conduct of Business) Rules

You are reading current version in effect from 25 November 2019

Guidance

Guidance

Regulated financial services activites

If you are a COLP or a nominated authorised signatory for a firm we regulate, you need to let us know whether or not your firm carries out financial activities for clients as part of your legal work.

You are reading current version in effect from 25 November 2019

Guidance

Guidance

Regulated financial services activites

If you are a COLP or a nominated authorised signatory for a firm we regulate, you need to let us know whether or not your firm carries out financial activities for clients as part of your legal work.