Application of the Rules

You are reading current version in effect from 1 October 2023
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You are reading current version in effect from 1 October 2023

Glossary terms

practice

means the whole or such part of the private legal practice of an authorised body as is carried on from one or more offices in England and Wales; save for in the SRA Indemnity Fund Rules where it means a practice to the extent that:

  1. in relation to a licensed body, it carries on regulated activities; and
  2. in all other cases, it carries on private practice providing professional services as a sole solicitor or REL or as a partnership of a type referred to in Rule 6.1(d) to 6.1(f) of the SRA Indemnity Fund Rules and consisting of or including one or more solicitors and/or RELs, and shall include the business or practice carried on by a recognised body in the providing of professional services such as are provided by individuals practising in private legal practice as solicitors and/or RELs or by such individuals in partnership with RFLs, whether such practice is carried on by the recognised body alone or in partnership with one or more solicitors, RELs and/or other recognised bodies.
solicitor

means a person who has been admitted as a solicitor of the Senior Courts of England and Wales and whose name is on the roll.

REL

means a European lawyer registered in the register of European lawyers

sole practitioner

means a solicitor or a REL who is the sole principal in a practice (other than an incorporated practice)

recognised body

means a body recognised by the SRA under section 9 of the AJA

partnership

means a body that is not a body corporate in which persons are, or are held out as, partners

licensed body

means a body licensed by the SRA under section 71(2) of the LSA in accordance with the SRA Authorisation of Firms Rules

RFL

means a foreign lawyer registered in the register of foreign lawyers

non-registered European lawyer

Means a member of a legal profession which is covered by the Establishment Directive, but who is not:

  1. a solicitor, REL or RFL,
  2. a barrister of England and Wales, Northern Ireland or the Irish Republic, or
  3. a Scottish advocate.
Establishment Directive

means the Establishment of Lawyers Directive 98/5/EC.

regulated activity

means

  1. any reserved legal activity;
  2. any non-reserved legal activity except, in relation to an MDP, any such activity that is excluded on the terms of the licence;
  3. any other activity in respect of which a licensed body is regulated pursuant to Part 5 of the LSA.