SRA Update

Welcome to the latest issue of SRA Update, and Happy New Year to you all. There is, as you would imagine, a busy year to look ahead to. Our consultations on the future of post six-year run-off cover and financial penalties are still running, and you have plenty of time to have your say on these important issues. We have details for you about a webinar on our financial penalties consultation, so you can find out more about our proposals and what is on the table. Also in this issue, find out about our latest report on the key risks for the year ahead, and read the initial evaluation of our Standards and Regulations.

Welcome to the latest issue of Compliance News, and Happy New Year to you all. As we all look ahead, it’s important that we retain a sharp focus on tackling money laundering. We visited 50 firms to see how their money laundering compliance and reporting officers were faring in their roles, and you can read more about our findings in this issue. We’ve also published more guidance on what activities you carry out that might fall under the scope of money laundering regulations. Finally, have the chance to catch up on our November Compliance Officer Conference, in case you missed it.