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Decisions to control how a regulated person or firm practises

We can control the work of some of those we regulate by imposing "conditions".

Conditions are not findings of misconduct but are a protective measure we take to control the work of a person or a firm. We impose conditions when we think it is in the public interest to do so.

We can impose conditions in relation to:

  • Solicitors – conditions are imposed on their practising certificate
  • Registered European Lawyers – conditions are imposed on their registration with us
  • Registered foreign lawyers – conditions are imposed on their registration with us
  • Recognised Bodies – conditions are imposed on their recognition by us

Examples of conditions

Examples of the conditions we may impose are that a regulated person

  • may act only in employment approved by us;
  • must lodge half-yearly accountant's reports with us;
  • must attend a training course, such course to be approved by us;
  • must not carry out a certain type of work.

Is the condition in force?

Some conditions are published by us.

To check whether a condition we have published is in force, please contact us.