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Firm closure due to financial difficulties - Case studies
17 August 2020
Case studies: These case studies should be read in conjuction with the guidance on Firm closures due to financial difficulties
Client protection, interventions and the compensation fund - Corporate reporting
24 June 2021
If we know that people are at risk of receiving legal services from a dishonest solicitor, or it is, for some other reason, necessary to protect the interests of clients, we can take action and close
Recovering costs and payments from third parties - Guidance
25 November 2019
Decision making: To help you understand when and how we recover costs and payments from third parties following an intervention.
Intervention tender 2020
5 October 2020
Firms that want to help deliver our interventions - protecting the clients of practices where we have major concerns – can now bid to be part of our panel of agents.
Client protection, interventions and the compensation fund 2020/21 - Corporate report
23 June 2022
If we know that people are at risk of receiving legal services from a dishonest solicitor, or it is, for some other reason, necessary to protect the interests of clients, we can take action and close
Client Protection Review 2018/19 - Corporate reporting
14 December 2020
If we know that people are at risk of receiving legal services from a dishonest solicitor, or it is, for some other reason, necessary to protect the interests of clients, we can take action and close
Firm closures due to financial difficulties - Guidance
5 August 2020
Guidance: This guidance sets out our approach and the support we can provide to firms which are experiencing financial or other difficulties that threaten their ability to carry on trading.
Records management tender 2021
14 October 2021
We exercise statutory powers to close down a law firm (known as an intervention), which can involve the collection and management of the storage of files and documents.
Investigation and enforcement
25 November 2019
The Solicitors Regulation Authority (SRA) regulates solicitors in England and Wales. Browse the Code of Conduct, Solicitors' Accounts Rules and CPD requirements, or apply for permission to practise.
Intervention (Solicitor firm closure)
18 June 2009
Our intervention into a practice has two main effects