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SRA Update 121 - Discussion on interventions and client protection
2 November 2023
The issues resulting from the intervention into Axiom Ince were discussed at our recent Board.
Capping payments from the Fund
30 June 2021
To explain when we may apply a cap of £5m to payments from the Fund on multiple applications arising out of a single or connected underlying circumstances.
Reflections on our September Board meeting – Anna Bradley
14 September 2023
One of our most important jobs as a Board is to make sure we have the right strategy. At our meeting, we considered feedback on our new proposed strategy for 2023 – 2026. It was great to see such
Acting with honesty - Guidance
25 November 2019
Decision making: Understand how we approach the requirement to act with honesty found in Principle 4 and the test we apply when deciding if a person has acted dishonestly.
How we recover our costs - Guidance
25 November 2019
Decision making: To help you understand our approach to recovering money due to us as a result of regulatory action and litigation.
Kingly Solicitors – contacting file owners
2 July 2021
We closed down Kingly Solicitors and its network of firms in August 2020 to protect the interests of its clients. When we close down a firm, we take control of its finances and case files.
Reflections on our October Board meeting – Anna Bradley
25 October 2023
The focus of this month's board meeting was in-depth, informal workshops to explore longer term issues for regulation of the legal sector.
How we gather evidence in our regulatory and disciplinary investigations - Guidance
25 November 2019
Decision making: Understand how we gather evidence, the investigatory powers we have to gather evidence and how we can use those powers.
SRA launches review of consumer protection
5 February 2024
We have launched a review of our overall approach to protecting consumers in response to shifting risks in the sector.
The Insurance Act 2015 and consequential changes to the minimum terms and conditions of professional indemnity insurance - Consultation
11 February 2016
Now closed: The Insurance Act 2015 (the Insurance Act) will come into force on 12 August 2016 and will make changes to the law on non-disclosure and misrepresentation in relation, in particular, to