Search guidance - results

Misconduct


New

Advising on leasehold provisions including ground rent clauses - Guidance

To help you understand what our Standards and Regulations require when acting for clients who are buying leasehold properties and to avoid possible breaches of our requirements.

Use of non disclosure agreements (NDAs) - Warning notice

This reminds those we regulate of some of the key risks and issues when advising on the use of NDAs.

SRA consumer credit - Guidance

To help SRA authorised firms involved in credit related regulated activities understand the application of Part 20 of the Financial Services and Markets Act 2000.

Investment schemes - Warning notice

This warning notice sets out the dangers of becoming involved in and facilitating dubious investment schemes.

Conflicts of interest - Guidance

To help you to understand your obligations in relation to conflicts.

Unsolicited approaches (advertising) to members of the public - Guidance

To explain that although advertising to the public is permitted under our rules, subject to certain conditions, you must also consider your wider obligations under applicable law.

Q&As on the ban of personal injury referral fees - Guidance

Sets out common Q and As on the ban on referral fees in personal injury actions introduced by the Legal Aid, Sentencing and Punishment of Offenders Act 2012.

Holiday sickness claims - Warning notice

This warning notice sets out our concerns about acting in personal injury cases, particularly holiday sickness claims.

Offensive communications - Warning notice

This warning notice explains the importance of making sure that your communications are always professional, lawful and do not cause offense.

Tax avoidance your duties - Warning notice

This reminds those advising clients about their tax affairs about the importance of understanding their regulatory obligations.