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Investment schemes - Warning notice

This warning notice sets out the dangers of becoming involved in and facilitating dubious investment schemes.

Conflicts of interest - Guidance

To help you to understand your obligations in relation to conflicts.

Unsolicited approaches (advertising) to members of the public - Guidance

To explain that although advertising to the public is permitted under our rules, subject to certain conditions, you must also consider your wider obligations under applicable law.

Q&As on the ban of personal injury referral fees - Guidance

Sets out common Q and As on the ban on referral fees in personal injury actions introduced by the Legal Aid, Sentencing and Punishment of Offenders Act 2012.

Offensive communications - Warning notice

This warning notice explains the importance of making sure that your communications are always professional, lawful and do not cause offense.

Tax avoidance your duties - Warning notice

This reminds those advising clients about their tax affairs about the importance of understanding their regulatory obligations.

Offering inducements to potential clients or clients - Guidance

Understand your professional obligations and the issues you need to consider before offering inducements to existing or prospective clients.

SRA Principle 2: public trust and confidence - Case studies

These case studies should be read in conjunction with the guidance on Principle 2 - public trust and confidence.

Acting with honesty - Guidance

Understand how we approach the requirement to act with honesty found in Principle 4 and the test we apply when deciding if a person has acted dishonestly.

Unregulated organisations Conflict and confidentiality - Guidance

To help you understand your obligations in relation to conflicts of interest and keeping clients’ information confidential.