James Rock
Prohibited
This person is not a solicitor. They are in this register because we have prohibited law firms we regulate from employing them.
- Prohibited
- From 18/03/2021.
- ID number
- 669984
- Regulatory record
- Show regulatory record
DECISION HISTORY
These are the disciplinary and regulatory decisions published under our decision publication policy.
Decision - Employee-related decision
Outcome: Control of non-qualified staff (Section 43 / Section 99 order)
Outcome date: 18 May 2021
Published date: 13 May 2021
Firm details
No detail provided:
Outcome details
This outcome was reached by SRA decision.
Decision details
In the matter of: James Rock
A person who is or was involved in a legal practice but is not a solicitor
Reasons/basis
Mr Rock, who is not a solicitor, was involved in a legal practice and has occasioned or been a party to an act or default which involved such conduct on his part that it is undesirable for him to be involved in a legal practice in any of the ways described in the order below without prior permission.
ORDER
To make an order pursuant to section 43 that with effect from the date of the letter or email notifying Mr Rock of this decision:
- no solicitor shall employ or remunerate him in connection with his/her practice as a solicitor;
- no employee of a solicitor shall employ or remunerate him in connection with the solicitor's practice;
- no recognised body shall employ or remunerate him;
- no manager or employee of a recognised body shall employ or remunerate him in connection with the business of that body;
- no recognised body or manager or employee of such a body shall permit him to be a manager of the body; and
- no recognised body or manager or employee of such a body shall permit him to have an interest in the body
except in accordance with the SRA’s permission.
Other information
Mr Rock was notified of this decision on 24 March 2021.