Martin Keith
Waters
Solicitor
191520
Decision - Prosecution
Outcome: Solicitors Disciplinary Tribunal order
Outcome date: 30 October 2020
Published date: 9 November 2020
Firm details
Firm or organisation at time of matters giving rise to outcome
Name: Arrans Solicitors Limited
Address(es): 2nd Floor, 6 Waterhouse Street, Halifax, West Yorkshire HX1 1UQ
Firm ID: 590692
Outcome details
This outcome was reached by SRA decision.
Reasons/basis
Outcome of SDT Hearing
This notification relates to a Decision to prosecute before the Solicitors Disciplinary Tribunal. This is an independent Tribunal which reaches its own decision after considering all the evidence, including any evidence put forward by the Respondent. The Tribunal had certified that there was a case to answer.
The matter was heard on 28 – 30 October 2020.
Mr. Waters was suspended from practice as a solicitor for a period of 6 months.
Upon the expiry of the fixed term of suspension Mr Waters shall be subject to conditions for three years imposed as follows:
He may not:
- Practise as a sole practitioner or sole manager or sole owner of an authorised or recognised body; or as a freelance solicitor; or as a solicitor in an unregulated organisation;
- Be a Head of Legal Practice/Compliance Officer for Legal Practice or a Head of Finance and Administration/Compliance Officer for Finance and Administration;
- Hold client money save for with the permission of the Solicitors Regulation Authority.
The SDT judgment will be available at www.solicitorstribunal.org.uk
Decision - Agreement
Outcome: Regulatory settlement agreement
Outcome date: 13 February 2019
Published date: 2 April 2019
Firm details
Firm or organisation at time of matters giving rise to outcome
Name: Arrans Solicitors Limited
Address(es): 2nd floor, 6 Waterhouse Street, Halifax, West Yorkshire HX1 1UQ
Firm ID: 590692
Firm or organisation at date of publication
Name: ELITE UK SOLICITORS LIMITED
Address(es): 197 Gibbet Street, HALIFAX, WEST YORKSHIRE HX1 5JW
Firm ID: 636706
Outcome details
This outcome was reached by SRA decision.
Decision details
Martin Keith Waters' practising certificate for 2018/2019 is subject to the following conditions which are necessary, reasonable and proportionate in the public interest:
- (a) he is not a manager or owner of any authorised body, authorised non-SRA firm or legal services body.
- (b) he may not act as a compliance officer for legal practice (COLP) or compliance officer for finance and administration (COFA) for any authorised body or Head of Legal Practice (HOLP) or head of finance and administration (HOFA) in any authorised non-SRA firm.
- (c) he does not hold or receive client money, or act as a signatory to any client account, or have the power to authorise electronic transfers from any client account. This condition shall not apply to the holding and transfer of client monies held on Arrans Solicitors Limited’s client account specified by the SRA.
- (d) he will immediately inform any (i) actual or prospective employer and (ii) any actual or prospective organisation or individual to whom he provides consultancy services, of these conditions and the reasons for their imposition.
For definitions, please refer to the defined terms set out in the SRA Handbook Glossary 2012.