Marc Daniel
Traube
Solicitor
328046
Decision - Control of practice
Outcome: Condition
Outcome date: 15 January 2024
Published date: 6 March 2024
Firm details
Firm or organisation at date of publication and at time of matters giving rise to outcome
Name: Karam, Missick & Traube LLP
Address(es): 45 Circus Road, St John's Wood, London, NW8 9JH
Firm ID: 513195
Outcome details
This outcome was reached by SRA decision.
Decision details
Marc Traube's practising certificate for 2023/2024 is subject to the following condition:
- Mr Traube may not act as a sole signatory to any client or office account or have the power to solely authorise transfers from any client or office account.
In this condition the terms are as defined in the SRA Glossary.
Reasons/basis
The above condition is necessary in the public interest. They are reasonable and proportionate having regard to the purposes set out in regulation 7 of the SRA Authorisation of Individuals Regulations, and the regulatory objectives and principles governing regulatory activities as contained in section 28 of the Legal Services Act 2007.
Decision - Control of practice
Outcome: Condition
Outcome date: 3 April 2023
Published date: 11 September 2023
Firm details
Firm or organisation at date of publication and at time of matters giving rise to outcome
Name: Karam, Missick & Traube LLP
Address(es): 45 Circus Road, St Johns Wood, London, NW8 9JH
Firm ID: 513195
Outcome details
This outcome was reached by SRA decision.
Decision details
Marc Traube’s practising certificate for 2022/2023 is subject to the following condition:
- Mr Traube may not act as a sole signatory to any client or office account or have the power to solely authorise transfers form any client or office account.
In this condition the terms are as defined in the SRA Glossary.
Reasons/basis
The above condition is necessary in the public interest and reasonable and proportionate having regard to the purposes set out in regulation 7 of the SRA Authorisation of Individuals Regulations and the regulatory objectives and principles governing regulatory activities as contained in section 28 of the Legal Services Act 2007.
Decision - Control of practice
Outcome: Condition
Outcome date: 3 April 2023
Published date: 13 April 2023
Firm details
Firm or organisation at date of publication and at time of matters giving rise to outcome
Name: Karam, Missick & Traube LLP
Address(es): 45 Circus Road, St John’s Wood, London, NW8 9JH
Firm ID: 513195
Outcome details
This outcome was reached by SRA decision.
Decision details
Marc Traube’s practising certificate for 2021/2022 is subject to the following condition:
- Mr Traube may not act as a sole signatory to any client or office account or have the power to solely authorise transfers form any client or office account.
In this condition the terms are as defined in the SRA Glossary.
Reasons/basis
The above condition is necessary in the public interest and reasonable and proportionate having regard to the purposes set out in regulation 7 of the SRA Authorisation of Individuals Regulations and the regulatory objectives and principles governing regulatory activities as contained in section 28 of the Legal Services Act 2007.
Decision - Prosecution
Outcome: Referral to Solicitors Disciplinary Tribunal
Outcome date: 14 May 2021
Published date: 14 October 2021
Firm details
Firm or organisation at date of publication and at time of matters giving rise to outcome
Name: Karam, Missick & Traube LLP
Address(es): Lower Ground Floor, Almack House, 26-28 King Street, London SW1Y 6QW
Firm ID: 513195
Outcome details
This outcome was reached by SRA decision.
Reasons/basis
Outcome of SDT Hearing
This notification relates to a Decision to prosecute before the Solicitors Disciplinary Tribunal. This is an independent Tribunal which reaches its own decision after considering all the evidence, including any evidence put forward by the Respondent. The Tribunal had certified that there was a case to answer.
On 28 January 2022 the SDT considered and approved an Agreed Outcome.
Mr. Traube was fined £25,000.
The SDT judgment will be available at www.solicitorstribunal.org.uk.