Decision - Prosecution
Outcome: Referral to Solicitors Disciplinary Tribunal
Outcome date: 21 August 2019
Published date: 11 March 2020
Firm or organisation at time of matters giving rise to outcome
Name: Charles Ete & Co
Address(es): 19 Thames Road, Barking, Essex, IG11 0HN
Firm ID: 399599
This outcome was reached by SRA decision.
This notification relates to a Decision to prosecute before the Solicitors Disciplinary Tribunal. This is an independent Tribunal which will reach its own decision after considering all the evidence, including any evidence put forward by the Solicitor. The Tribunal has certified that there is a case to answer in respect of allegations which are or include that while in practice as a solicitor at Charles Ete & Co Solicitors (Intervened):-
In 2018 he failed to undertake his role as Compliance Officer for Finance and Administration (COFA) effectively, and in accordance with proper governance and sound risk management principles.
The allegations are subject to a Hearing before the Solicitors Disciplinary Tribunal and are as yet unproven