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Do I need to operate a client account? - Guidance

Questions and answers for SRA-authorised firms that receive client money in the form of fees and disbursements and want to rely on the exemption not to operate a client account.

Solicitors undertaking regulated claims management and immigration activities - Guidance

Understand your obligations and how to comply with them. We will have regard to it when exercising our regulatory functions.

Complying with the UK Sanctions Regime - Guidance

This guidance is to help you understand your obligations and how to comply with them. We will have regard to it when exercising our regulatory functions

Strategic Lawsuits against Public Participation (SLAPPs) - Warning notice

There is concern that solicitors and law firms are pursuing a type of abusive litigation, known as strategic lawsuits against public participation (SLAPPs), on behalf of their clients.

Effective supervision - Guidance

Guidance for solicitors and firms the SRA regulates that supervise individuals delivering legal services. This includes services delivered by individuals who are not authorised by us.

Immigration work - Guidance

Under the Immigration and Asylum Act 1999 (IAA) you must be a 'qualified' person to provide immigration and asylum advice and services to the public in England and Wales - explained in this detailed guidance.

Convictions arising from matters of principle or social conscience - Guidance

To explain your obligations when you as a legal practitioner are convicted in relation to matters of principle or social conscience.

Sexual Misconduct - Guidance

Guidance about sexual misconduct allegations for those we regulate and complainants considering reporting allegations of sexual misconduct to us.

Acting with integrity - Guidance

To help explain Principle 5 and the requirement to act with integrity.

Professional duties during action taken by the Criminal Bar Association - Guidance

What our Standards and Regulations require when acting for clients who may be affected by industrial action taken by the Criminal Bar Association (CBA).

Undertakings given by, or on behalf of, incorporated practices - Guidance

To explain your obligations when undertakings are provided by, or on behalf of, incorporated practices.

Advising on leasehold provisions including ground rent clauses - Guidance

To help you understand what our Standards and Regulations require when acting for clients who are buying leasehold properties and to avoid possible breaches of our requirements.

Solicitors undertaking regulated financial services activities relating to pre-paid funeral plans - Guidance

Clarifies the position of SRA-authorised firms following the introduction of new regulatory requirements relating to pre-paid funeral plans.

Issuing Solicitors Disciplinary Tribunal proceedings - Guidance

To help you understand the approach we take when deciding whether to issue proceedings in the Solicitors Disciplinary Tribunal.

Accepting instructions from vulnerable clients or third parties acting on their behalf - Guidance

To highlight issues to consider before receiving and accepting instructions from vulnerable clients or third parties acting on their behalf.

Confidentiality of client information - Guidance

To help you understand your obligation to keep clients' information confidential.

Separate Business - Guidance

Guidance to explain your obligations when you are linked with a separate business.  

Conduct in disputes - Guidance

This guidance is to help you understand your obligations and how to comply with them. We will have regard to it when exercising our regulatory functions.

Closing down your practice - Guidance

To enable those who are closing down their practice to protect the interests of their clients and comply with our Standards and Regulations.

Administering oaths or statutory declarations outside your normal practice - Guidance

Concerns have been raised about the restrictions that are placed on solicitors and registered European lawyers (RELs) who normally practise through an SRA authorised body, an authorised non-SRA firm (together described below as an authorised firm) or any other business and want to be able to administer oaths or statutory declarations outside their normal practice.