5 August 2020
This guidance sets out our approach and the support we can provide to firms which are experiencing financial or other difficulties that threaten their ability to carry on trading.
2 March 2020
To help you to understand your obligations in relation to conflicts.
16 December 2019
To explain that although advertising to the public is permitted under our rules, subject to certain conditions, you must also consider your wider obligations under applicable law.
3 December 2019
Sets out common Q and As on the ban on referral fees in personal injury actions introduced by the Legal Aid, Sentencing and Punishment of Offenders Act 2012.
25 November 2019
This warning notice sets out our concerns about acting in personal injury cases, particularly holiday sickness claims.
25 November 2019
To help you understand how we make the decision to conduct an on-site inspection and what is expected from you.
25 November 2019
Understand in what circumstances under Rule 10 of the SRA Accounts Rules you can operate a client’s own personal bank account as signatory.
25 November 2019
This warning notice explains the importance of making sure that your communications are always professional, lawful and do not cause offense.
25 November 2019
This reminds those advising clients about their tax affairs about the importance of understanding their regulatory obligations.
25 November 2019
To help you understand how we decide when to make a payment from the SRA Compensation Fund.
25 November 2019
To help you understand your requirement to take out and maintain professional indemnity insurance that provides adequate and appropriate cover in respect of services you provide.
25 November 2019
Understand your professional obligations and the issues you need to consider before offering inducements to existing or prospective clients.
25 November 2019
To remind you of your professional duties when accepting and dealing with claims relating to mis-sold payment protection insurance.
25 November 2019
This Warning Notice reminds you of some of the key requirements to have in place adequate controls to prevent, detect and report money laundering and to make suspicious activity reports (SARs).
25 November 2019
A flow chart to assist solicitors, registered European lawyers and registered foreign lawyers in deciding whether their employer needs to be authorised under the Legal Services Act.
25 November 2019
These case studies should be read in conjunction with the guidance on Principle 2 - public trust and confidence.
25 November 2019
To highlight areas of concern and the professional obligations of those responsible for the preparation and drafting of wills.
25 November 2019
To help you understand how we make a first instance decision and how we deal with an application for an internal review of that decision.
25 November 2019
To help you understand the overarching principles that guide us when we make regulatory decisions and the criteria we apply.
25 November 2019
To help you understand when we might agree to a regulatory and disciplinary outcome by way of a Regulatory Settlement Agreement.
