Search guidance - results

Misconduct


Acting with honesty - Guidance

Understand how we approach the requirement to act with honesty found in Principle 4 and the test we apply when deciding if a person has acted dishonestly.

Unregulated organisations Conflict and confidentiality - Guidance

To help you understand your obligations in relation to conflicts of interest and keeping clients’ information confidential.

Risk factors in personal injury claims - Warning notice

This warning notice reminds you of your obligations if you take personal injury referrals from third parties, work closely with them or act on their instructions.

Reporting and notification obligations - Case studies

To be read in conjunction with our guidance on Reporting and notification obligations.

Public trust and confidence - Guidance

To explain when you are likely to be found to have breached your obligation under Principle 2 to act in a way that upholds public trust and confidence.

Reporting duties under the SRA Overseas Rules - Guidance

To explain your duties to report matters to us under the SRA Overseas and Cross Border Practice Rules.

Reporting duties under the SRA Overseas Rules - Case studies

This case study should be read in conjunction with the guidance on reporting duties under the SRA overseas rules.

Reporting and notification obligations - Guidance

To help you understand your reporting and notification obligations to us.

Putting matters right when things go wrong, and own interest conflicts - Guidance

To outline certain key considerations for putting matters right when you identify that things have gone wrong through the fault of you or your firm.

Identifying your client - Guidance

To help you understand your obligations in respect of identifying your client.