The SRA Handbook is no longer in effect. It was replaced by the SRA Standards and Regulations on 25 November 2019.

SRA Handbook

Discipline investigations

Version 21 of the Handbook was published on 06/12/2018. For more information, please click 'History' Above

Regulation 3: Discipline investigations


A regulated person who is the subject of a discipline investigation may be required by the SRA to pay a charge in accordance with these regulations provided that there has been an SRA finding against the regulated person.


An SRA finding may be made by:


agreement between the regulated person and the SRA;


a person duly authorised by the SRA;


a single adjudicator; or


an adjudication panel.