The SRA Handbook is no longer in effect. It was replaced by the SRA Standards and Regulations on 25 November 2019.

SRA Handbook


Version 21 of the Handbook was published on 06/12/2018. For more information, please click 'History' Above

Rule 2: Scope


These rules govern the procedure for the SRA to:


give a regulated person a written rebuke;


direct a regulated person to pay a penalty;


publish details of a written rebuke or a direction to pay a penalty;


disqualify a person from acting as a HOLP or HOFA, or being a manager or employee; and


make an application to the Tribunal.


These rules shall not prevent, prohibit or restrict the exercise of any other powers or other action by the SRA.