The SRA Handbook is no longer in effect. It was replaced by the SRA Standards and Regulations on 25 November 2019.
Disciplinary consequences of failure to comply with these RulesBack to version 21
Version 9 of the Handbook was published on 01/04/2014. For more information, please click 'History' Above
Rule 16: Disciplinary consequences of failure to comply with these Rules
Without prejudice to any other disciplinary offence which may arise under these Rules, it shall be a disciplinary offence for any firm or any person who is at the relevant time a principal in a firm to